Richard Johnson is a registered investment advisor, based in Salt Lake City, UT, with 19 years of industry experience.
Location
Zions Capital Advisors, One South Main St., 12th Floor, Salt Lake City, UT, 84133
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard works as an independent contractor for Uber, providing rideshare, food delivery, and shopping services. This activity is not investment-related.
Employment History
Current Registrations
Zions Direct, INC.Broker
January 2020 - Present · 6 yrs 3 mos
Zions Capital Advisors, INC.
January 2020 - Present · 6 yrs 3 mos
Zions Direct, INC.
January 2020 - Present · 6 yrs 3 mos
Previous Registrations
Alpine Securities CorporationBroker
April 2018 - February 2020 · 1 yr 10 mos
Morgan StanleyBroker
July 2014 - April 2018 · 3 yrs 9 mos
Morgan Stanley
July 2014 - April 2018 · 3 yrs 9 mos
Wells Fargo Advisors, LLC
January 2011 - June 2014 · 3 yrs 5 mos
Wells Fargo Advisors, LLCBroker
January 2011 - June 2014 · 3 yrs 5 mos
Wells Fargo Investments, LLC
September 2010 - January 2011 · 4 mos
Wells Fargo Investments, LLCBroker
January 2007 - January 2011 · 4 yrs
State Registrations1 state
UT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.