Richard Johnson
Richard Johnson is a registered investment advisor at Zions Capital Advisors, INC., based in American Fork, UT, with 19 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 45 clients with $830M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 0.15% |
| $10.0M - $20.0M | 0.13% |
| $20.0M - $40.0M | 0.10% |
| $40.0M - $100.0M | 0.08% |
| $100M+ | 0.06% |
Fees apply on a tier-triggered flat rate basis to the entire account balance. Fees are negotiable based on client type, referring source, asset class, portfolio complexity, and account size.
Fee Estimator
Location
American Fork, UT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard works as an independent contractor for Uber, providing rideshare, food delivery, and shopping services. This activity is not investment-related.
Employment History
Current Registrations
Zions Direct, INC.Broker
Zions Capital Advisors, INC.
Zions Direct, INC.
Previous Registrations
Alpine Securities CorporationBroker
Morgan StanleyBroker
Morgan Stanley
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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