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George Chardukian

41 Years of Experience
Prescott, AZ
5 DisclosuresBroker

George Chardukian is a registered investment advisor at LPL Financial LLC, based in Prescott, AZ, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

625 Schemmer Dr, Ste A, Prescott, AZ, 86305

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Customer Dispute
April 2005
Settled
Customer Dispute
October 2002
Denied
Employment Separation After Allegations
August 2002
Regulatory
September 1980
Final
Other Business Activities

George operates under the DBA Adara Wealth Management for his LPL business in Tucson, AZ. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
November 2020 - Present · 5 yrs 6 mos
LPL Financial LLCBroker
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
RBC Capital Markets, LLC
September 2002 - November 2020 · 18 yrs 2 mos
RBC Capital Markets, LLCBroker
September 2002 - November 2020 · 18 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
May 1986 - January 2002 · 15 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
March 1984 - August 2002 · 18 yrs 5 mos
State Registrations41 states
AKALARAZCACODCDEFLGAIAIDILINKSLAMAMDMEMIMNMONCNENJNMNVNYOHORPASCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
George Chardukian - Financial Advisor | TrueAdvisor