John Farmer is a registered investment advisor at LPL Financial LLC, based in Prescott, AZ, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
101 N Mt Vernon, Prescott, AZ, 86301
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Regulatory History (1)
Regulatory
November 2018Other Business Activities
John operates Modern Asset Protection Strategies as a DBA for his LPL business, dedicating full-time hours to it. He also owns Farmer Financial, LLC for tax/investment purposes, also dedicating full-time hours, and teaches at Yavapai Community College, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
UBS Financial Services INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.