Adam Payne Newton

Nbc Securities, INC.

18 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & Coaching

Nbc Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

72 advisors

Number of Clients

4,545 clients

Average Client Portfolio

$377K average

Assets Under Management

$1.7B

Fee Structure

Location

1927 1st Avenue North, Birmingham, AL, 35203-0686

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Nbc Securities, INC.

May 2008 - Present · 17 yrs 9 mos

Nbc Securities, INC.

May 2008 - Present · 17 yrs 9 mos

Nbc Securities, INC.Broker

May 2008 - Present · 17 yrs 9 mos

Previous Registrations

Compass Brokerage, INC.Broker

October 2007 - May 2008 · 7 mos

Nbc Securities, INC.Broker

January 2007 - November 2007 · 10 mos

State Registrations2 states

ALNV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.