William Simmermon
William Simmermon is a registered investment advisor at LPL Financial LLC, based in Greenwood Village, CO, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5251 Dtc Pkwy Ste 975, Greenwood Village, CO, 80111
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Regulatory History (1)
Customer Dispute
November 2023Other Business ActivitiesSells Insurance
William operates under the DBA BlueSky Wealth Management for his LPL business, dedicating nearly full-time hours to it. He is also an agent for TNBC - Vanbridge, selling non-variable insurance, spending about 10% of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.