HP
HP

Henry Plyler

18 Years of Experience
New York, NY
BrokerSells Insurance

Henry Plyler is a registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 18 years of industry experience. Henry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

155 East 44th St, 12th Floor, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Henry is involved in outside insurance sales since 2017, focusing on individual and group life, health, disability, long-term care, and fixed annuities. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 2 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 2 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Msi Financial Services, INC.
March 2017 - March 2017 · 0 mos
Msi Financial Services, INC.Broker
February 2017 - March 2017 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2013 - February 2017 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2013 - February 2017 · 4 yrs 1 mo
J.P. Morgan Securities LLCBroker
December 2010 - April 2012 · 1 yr 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2010 · 1 yr 6 mos
Citigroup Global Markets INC.
March 2007 - March 2007 · 0 mos
Citigroup Global Markets INC.Broker
March 2007 - June 2009 · 2 yrs 3 mos
State Registrations33 states
AZCACOCTDCDEFLGAHIIDILINKSMAMDMEMIMNMSMTNCNJNMNVNYORPARISCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Henry Plyler - Financial Advisor | TrueAdvisor