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DJ
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Derek Jones

The Institute
19 Years of Experience
Austin, TX
View SEC Summary
View SEC Summary

Derek Jones is a registered investment advisor at The Institute, based in Austin, TX, with 19 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 817 clients with $1.4B in assets under management.

The Institute
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
817 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable. The maximum annual fee is generally 2.00% of assets under management, though certain clients may agree to higher fees in limited circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

401 Congress Avenue, Suite 1540, Austin, TX, 78701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Derek is the principal of BCA Diesel Fuel Masters, LLC, involved in fuel reclamation, dedicating a few hours per week. He is also the principal of BUIS Capital Advisors, LLC, a business consulting firm, spending minimal time on it.

Employment History
Current Registrations
The Institute
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Institute for Wealth Advisors, INC.
January 2017 - April 2019 · 2 yrs 3 mos
Sowell Management Services
October 2016 - January 2017 · 3 mos
Concert Wealth Management
September 2014 - June 2017 · 2 yrs 9 mos
Morgan Stanley
June 2009 - October 2014 · 5 yrs 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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