William Clinton
William Clinton is a CFP-designated registered investment advisor at LPL Financial LLC, based in Chester, NJ, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Chester, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is associated with Gladstone Wealth Partners and Riverstone Wealth Planners, both DBAs for LPL business, dedicating full-time and about a quarter of his time, respectively. He also engages in non-variable insurance activities for minimal time and manages WCC Wealth Management for tax/investment purposes, spending about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
Funds Distributor, LLCBroker
Oppenheimerfunds Distributor, INC.Broker
Barclays Capital INC.Broker
Barclays Capital INC.
The Ayco Company,l.p.
Mercer Allied Company, L.P.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.