DJ
DJ
David Jozefek is a registered investment advisor at LPL Financial LLC, based in Chester, NJ, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Chester, NJ
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008Settled
Employment History
Current Registrations
LPL Financial LLCBroker
March 2025 - Present · 1 yr 2 mos
LPL Financial LLC
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Ic Advisory Services, INC.
November 2009 - March 2025 · 15 yrs 4 mos
The Investment Center, INC.Broker
November 2009 - March 2025 · 15 yrs 4 mos
UBS Financial Services INC.Broker
July 2005 - October 2009 · 4 yrs 3 mos
UBS Financial Services INC.
July 2005 - October 2009 · 4 yrs 3 mos
Morgan Stanley
May 2003 - July 2005 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2003 - July 2005 · 2 yrs 4 mos
Schonfeld Securities, LLCBroker
March 2001 - March 2003 · 2 yrs
State Registrations3 states
NJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.