HC
HC
Harvey Cook
53 Years of Experience
Memphis, TN
3 DisclosuresBroker
Harvey Cook is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 53 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1100 Ridgeway Loop Road, Memphis, TN, 38120
Get directionsHistory
Regulatory History (3)
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Regulatory
January 2002Final
Customer Dispute
November 1991Award / Judgment
Regulatory
December 1988Final
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.
August 2018 - Present · 7 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1992 - August 2018 · 26 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1978 - August 2018 · 40 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
September 1972 - September 1978 · 6 yrs
State Registrations23 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.