Graham Jepsen
Graham Jepsen is a registered investment advisor at LPL Financial LLC, based in West Des Moines, IA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1012 Grand Ave, West Des Moines, IA, 50265
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Regulatory History (1)
Customer Dispute
September 2022Other Business Activities
Graham operates The Planners Financial Services as a DBA for his LPL business. He also has Jepsen Financial Services, which is a business entity for tax/investment purposes only.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
The Planners Professional Services, INC.
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Princor Financial Services CorporationBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.