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AS
AS

Andrew Smith

Stratos Wealth Advisors LLC
14 Years of Experience
Dublin, OH
Sells Insurance
View SEC Summary
View SEC Summary

Andrew Smith is a registered investment advisor at Stratos Wealth Advisors LLC, based in Dublin, OH, with 14 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 6 more. Their firm serves 5,023 clients with $5.6B in assets under management.

Stratos Wealth Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
71 advisors
Number of Clients
5,023 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$5.6B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.0% for advisor-managed non-wrap accounts. Fees are negotiable and vary by program, custodian, and investment representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5080 Tuttle Crossing Blvd., Suite 250, Dublin, OH, 43016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is a 49% owner of True North Insurance Partners, providing life and long-term care policies, and a 49% owner of True North Wealth Partners, providing investment management and financial planning services. He dedicates full-time hours to True North Wealth Partners.

Employment History
Current Registrations
Stratos Wealth Advisors LLC
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Financial Engines Advisors L.L.C.
November 2016 - December 2018 · 2 yrs 1 mo
Financial Engines Advisor Center, LLC
November 2012 - November 2016 · 4 yrs
The Mutual Fund Store
November 2012 - November 2012 · 0 mos
Charles Schwab & CO., INC.
July 2012 - November 2012 · 4 mos
State Registrations2 states
OHTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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