Nicholas Huss is a registered investment advisor at LPL Financial LLC, based in Appleton, WI, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Appleton, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas is doing business as (DBA) Investment Center Advisor Group for LPL business since 2021. Since 2023, Nicholas also has outside W-2 employment with Schuh Landscape Contracting, spending about 10-20% of his time there.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ica Group Wealth Management, LLC
Huss Financial, LLC
LPL Financial LLC
LPL Financial LLCBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Sii Investments, INC.
Sii Investments, INC.Broker
M&i Financial Advisors, INC.
M&i Investment Management CORP.
M&i Financial Advisors, INCBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Thrivent Investment Management INC.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.