JB
JB

Jill E Baumes

15 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
534 clients
Average Client Portfolio
$564K average
Assets Under Management
$301.1M

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.90%
$5K - $1000K1.85%
$1.0M - $2.0M1.65%
$2M+1.60%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2141 East Broadway Rd., Suite 220, Tempe, AZ, 85282

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jill is a registered investment advisor with Seros Financial since 2011 and an independent insurance agent selling non-variable insurance since 2011. She also owns Opulence Fund LLC, Lala's Bay LLC (real estate), Samsara Rental (real estate), and uses Seros Financial as a DBA for marketing.

Employment History
Current Registrations
Seros Financial, LLC
March 2013 - Present · 12 yrs 11 mos
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
November 2013 - November 2025 · 12 yrs
Newmark Capital Management, LLC
October 2011 - December 2020 · 9 yrs 2 mos
Questar Capital CorporationBroker
March 2008 - July 2008 · 4 mos
Woodbury Financial Services, INC.Broker
May 2007 - February 2008 · 9 mos
State Registrations2 states
AZTX
Advisor
Exams
No exam information available for this advisor.