Seth Workman
Seth Workman is a registered investment advisor at LPL Enterprise, LLC, based in Independence, OH, with 4 years of industry experience. Seth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.35% |
Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.
Fee Estimator
Location
2 Summit Park Dr, Suite 215, Independence, OH, 44131
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2008Other Business Activities
Seth is an owner of Highdive Partners, LLC, involved in accommodation, hospitality, and food service, and works with business owners to find funding sources and provide culinary expertise. He spends a few hours per week on non-trading activities and minimal time on securities trading.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Chase Investment Services CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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