Shauvi Rogers
Shauvi Rogers is a registered investment advisor at LPL Enterprise, LLC, based in Independence, OH, with 1 years of industry experience. Shauvi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
2 Summit Park Dr, Suite 215, Independence, OH, 44131
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Regulatory History (2)
Criminal
August 2004Criminal
July 2003Other Business ActivitiesSells Insurance
Shauvi works as a full-time sales agent for Western & Southern Life.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
W&s Brokerage Services, INC.
W&s Brokerage Services, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
First Investors CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.