Craig Pine is a registered investment advisor at Potentia Wealth, based in San Jose, CA, with 19 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 731 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fees range from 2.0% to 0.6% and are negotiable depending on client characteristics. Third-party program platform and manager fees may apply separately (0.15% to 1.0%).
Fee Estimator
Location
1226 Lincoln Ave, Suite 200, San Jose, CA, 95125
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Craig operates under the DBAs Potentia and Potentia Wealth for his LPL business, dedicating a significant amount of time to these activities. He also provides investment advisory services through Potentia RIA LLC, an independent investment advisor firm, spending nearly full-time hours on this endeavor.
Employment History
Current Registrations
Potentia Wealth
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Mariner Independent
LPL Financial LLC
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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