Mahendra Rathore
Mahendra Rathore is a CFP, ChFC-designated registered investment advisor at Innovation Partners LLC, based in Charlotte, NC, with 10 years of industry experience. Mahendra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Insurance Planning, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Innovation Partners LLC offers managed account programs where clients pay a fee for portfolio management services. The fees are a percentage of the assets managed, with a maximum annual fee of 3%, which is negotiable. The fees are calculated and deducted from the client's account by the custodian, either quarterly or monthly. Clients may also incur transaction and miscellaneous charges.
Location
17210 Westmill Lane, Charlotte, NC, 28277
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mahendra is a notary public in North Carolina and an appointed agent selling fixed insurance products since 2007. He dedicates nearly full-time hours to insurance sales and services, and a minimal amount of time during trading hours.
Employment History
Current Registrations
Innovation Partners LLC
Innovation Partners LLCBroker
Omega Wealth Management, LLC
Previous Registrations
Ally Invest Advisors
Ally Invest Securities LLCBroker
Omega Wealth Management, LLC
Chelsea Financial ServicesBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Alight Financial Solutions, LLCBroker
Aon Hewitt Financial Advisors, LLC
Tiaa-Cref Individual & Institutional Services, LLCBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.