Nicholas Tsiakilos is a registered investment advisor at Sharebuilder 401k, based in Seattle, WA, with 18 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 5,500 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
ShareBuilder Advisors' fees cover investment services and trading costs. The fees may also cover some or all of the recordkeeping services provided by a third-party administrator. Plans become more expensive as they add participants and less expensive as they increase in assets. For plans with many participants but a small asset base, a per-participant fee ranging from $0 to $4.50 per month may be assessed directly to plan participants. Solo 401(k) Saver program advisory fees are based on the average daily value of the assets held in the plan.
Location
801 Second Ave, Suite 1400, Seattle, WA, 98104
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Regulatory History (1)
Criminal
February 2005Employment History
Current Registrations
Sharebuilder 401k
Previous Registrations
Capital One Advisors, LLC
Capital One Investing, LLCBroker
Metlife Securities INC.
Metlife Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.