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Benjamin Bowden

18 Years of Experience
Frisco, TX
1 DisclosureBrokerSells Insurance

Benjamin Bowden is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Frisco, TX, with 18 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

2591 Dallas Pkwy Ste 401, Frisco, TX, 75034

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Other Business ActivitiesSells Insurance

Benjamin may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. This activity is investment-related.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2016 - Present · 10 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
March 2016 - Present · 10 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
August 2013 - February 2016 · 2 yrs 6 mos
Wells Fargo Advisors, LLCBroker
August 2013 - February 2016 · 2 yrs 6 mos
Edward Jones
August 2007 - September 2013 · 6 yrs 1 mo
Edward JonesBroker
June 2007 - September 2013 · 6 yrs 3 mos
State Registrations10 states
ARAZCAFLGALANYOKSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Benjamin Bowden - Financial Advisor | TrueAdvisor