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BB
CFP
BB
CFP

Brian Burkhardt

Ameriprise Financial Services, LLC
19 Years of Experience
Buffalo, NY
Broker
View SEC Summary
View SEC Summary

Brian Burkhardt is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Buffalo, NY, with 19 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 Seneca St Ste 2900, Buffalo, NY, 14203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian owns a multi-family real estate property since 2020. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLC
July 2020 - Present · 6 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2020 - Present · 6 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2011 - July 2020 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - July 2020 · 8 yrs 11 mos
Hsbc Securities (USA) INC.
February 2011 - July 2011 · 5 mos
Hsbc Securities (USA) INC.Broker
February 2011 - July 2011 · 5 mos
M&t Securities, INC.
June 2008 - January 2011 · 2 yrs 7 mos
M&t Securities, INC.Broker
June 2007 - January 2011 · 3 yrs 7 mos
State Registrations4 states
FLNCNYWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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