William Mcfadden is a registered investment advisor at Capital Management Associates INC, based in New York, NY, with 18 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 15 clients with $94M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Management Associates (CMA) charges an annual investment management fee based on a percentage of the value of your portfolio. The exact fee depends on the portfolio manager and the type of portfolio:
- Equity and Balanced Portfolios: 0.25% up to 1.5% per year
- Fixed Income Portfolios: 0.375% up to 0.75% per year
The fee is calculated at the end of each quarter based on the value of your account and is paid quarterly in arrears. Fees may be directly withdrawn from the client’s account or billed directly. Fees are negotiable and may vary based on client type, relationship, assets under management, and service requirements.
Location
60 Broad Street, 39th Floor, New York, NY, 10004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William holds multiple positions, including portfolio management at Capital Management Associates, managing director at Wellington Shields Capital Management, and president/CEO of Capital Management Investment Trust. He also consults for McFadden Farm and Flowers Foods, dedicating minimal time to each.
Employment History
Current Registrations
Wellington Shields Capital Management, LLC
Capital Management Associates INC
Wellington Shields & CO., LLC
Wellington Shields & CO., LLCBroker
Previous Registrations
Shields & CompanyBroker
State Registrations15 states
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