Carlos Castro
Carlos Castro is a CFP-designated registered investment advisor at Valtrion Capital Management, LLC, based in Austin, TX, with 18 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 152 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Valtrion Capital Management offers two investment management services:
- Total Wealth Asset Management: Charges 1.00% annually with a $250,000 account minimum.
- Total Access Asset Management: Charges 1.00% annually with a $10,000 account minimum or a $500 monthly systematic deposit.
VCM also participates as a third-party money manager for other advisors and investment advisory firms, charging a maximum fee of 0.75% of the assets under management. The client’s primary advisor may charge a fee on top of VCM’s third-party asset management fee, but that fee will not exceed 1.25%. The total fee assessed by VCM is a combination of VCM’s and client’s primary advisor fee and shall not exceed 2.00% for any client.
Location
Austin, TX
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Regulatory History (1)
Customer Dispute
August 2015Other Business ActivitiesSells Insurance
Carlos owns rental property and is an insurance agent offering group health insurance. He dedicates minimal time to each activity.
Employment History
Current Registrations
Valtrion Capital Management, LLC
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
USAA Investment Management Company
USAA Financial Planning Services
USAA Financial Advisors, INC.Broker
USAA Financial Planning Services
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.