Tomohiko Minami
Tomohiko Minami is a CFA, CFP-designated registered investment advisor at LPL Financial LLC, based in Hickory, NC, with 11 years of industry experience. Tomohiko is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1305 N Center St, Hickory, NC, 28601
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tomohiko operates MG Partners Private Wealth as a DBA for his LPL business, dedicating full-time hours to it. He also owns TMNG Real Estate Company LLC for tax/investment purposes, spends minimal time on TM Real Estate rental, and runs TMNG Insurance Company DBA MG Partners Insurance, spending a few hours per week on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Truist Advisory Services, INC.
Suntrust Investment Services, INC.
Truist Investment Services, INC.Broker
Parsec Financial Management, INC
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Todd AshworthLPL Financial LLC
- Jody DelvechioLPL Financial LLC
- Mark Teague, CFPLPL Financial LLC
- Jackson Webber, CFPWells Fargo Advisors
- Sigmond Holcomb, ChFCState Farm Investment Management CORP.
- Charles Rogers, ChFC