Mark Teague
Mark Teague is a CFP-designated registered investment advisor at LPL Financial LLC, based in Hickory, NC, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
520 8th St NE #303, Hickory, NC, 28601-5118
Get directionsHistory
Regulatory History (1)
Judgment / Lien
February 2021Other Business ActivitiesSells Insurance
Mark operates under the DBA Capital Financing Plan. He is also an authorized agent with Blue Cross Blue Shield of NC, selling Medicare supplemental, Part D, and Advantage plans, dedicating minimal time to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital Guardian Wealth Management, LLC
Capital Guardian, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.