Liny Li is a registered investment advisor at LPL Financial LLC, based in San Mateo, CA, with 17 years of industry experience. Liny is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1690 S El Camino Real, San Mateo, CA, 94402
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2020Employment Separation After Allegations
April 2015Other Business Activities
Liny owns multiple real estate rental properties. Liny also works full-time at CB&T Wealth Advisors.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
TD Ameritrade, INC.
Amerivest Investment Management, LLC
TD Ameritrade, INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael HughesLPL Financial LLC
- Robert RuleLPL Financial LLC
- Ronnie RaroqueLPL Financial LLC
- Daniel Chory, CFPLPL Financial LLC
- Curtis Chen, CFPLPL Financial LLC
- Matthew BondLPL Financial LLC