Brandon Moody is a registered investment advisor at Thompson Investment Advisors, based in Louisville, KY, with 18 years of industry experience. Brandon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 181 clients with $77M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1M+ | 1.00% |
Thompson Investment Advisors may use discretion to discount fees.
Fee Estimator
Location
1000 Cherokee Road, Louisville, KY, 40204-4270
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Thompson Investment Advisors
Previous Registrations
Aquila Distributors LLCBroker
Jefferson National Securities CorporationBroker
PNC InvestmentsBroker
Natcity Investments, INC.Broker
Metlife Securities INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.