PC
PC

Pamela Chao

7 Years of Experience
Dallas, TX
12 DisclosuresBroker

Pamela Chao is a registered investment advisor at UBS Financial Services INC., based in Dallas, TX, with 7 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

100 Crescent Court, Suite 400, Dallas, TX, 75201

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History

Regulatory History (12)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2025
Pending
Financial
July 2025
Pending
Financial
June 2025
Pending
Financial
January 2025
Pending
Financial
December 2024
Pending
Financial
December 2024
Pending
Financial
December 2024
Pending
Financial
December 2024
Pending
Financial
December 2024
Pending
Financial
October 2024
Final
Financial
September 2024
Final
Financial
August 2024
Final
Employment History
Current Registrations
UBS Financial Services INC.
April 2019 - Present · 7 yrs 1 mo
UBS Financial Services INC.Broker
February 2019 - Present · 7 yrs 3 mos
State Registrations19 states
AZCACOCTFLIDINMIMNMONVNYOHOKORPRTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.