David Lee
David Lee is a registered investment advisor at Mach-1 Financial Group, LLC, based in Rogers, AR, with 18 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,293 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mach-1 Financial charges a maximum of 1.95% of the value of your portfolio each year. Fees are negotiable. If sub-advisers are used, their fees include trading and custody costs. Some clients may have different fee schedules from previous agreements. A separate asset management fee, not to exceed 1.30%, will be charged for management of Held-Away assets.
Location
1001 S. 52nd Street, Suite 100, Rogers, AR, 72758
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the President of David A Lee, Inc., an insurance agency, dedicating a few hours per week to insurance sales. He is also President of Mach-1, LLC, a holding company for a plane he owns, and President of Lee and Lee Investments, LLC, a holding company for a building, spending minimal time on these activities.
Employment History
Current Registrations
Mach-1 Financial Group, LLC
Previous Registrations
Fusion Capital Management
Brookstone Capital Management LLC
C. W. "chuck" Beale & Associates Retirement Planning, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.