James Argentine is a CFP-designated registered investment advisor, based in Mount Prospect, IL, with 17 years of industry experience.
Location
115 S Emerson, Mount Prospect, IL, 60056
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance agent selling life, accident, and health insurance products, spending a few hours per week on this. He also operates as a sole proprietor under the name Prospective Financial, dedicating nearly full-time hours to this endeavor.
Employment History
Current Registrations
Spc
Sigma Financial CorporationBroker
Previous Registrations
Metlife Securities INC.
Metlife Securities INC.Broker
Securities America, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.