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Ashley Mullen

12 Years of Experience
Broker

Ashley Mullen is a registered investment advisor at Invesco Advisers, INC., based in New York, NY, with 12 years of industry experience. Ashley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 61,236 clients with $760B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
210 advisors
Number of Clients
61,236 clients
Average Client Portfolio
$12.4M average
Assets Under Management
$756.9B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Invesco Advisers manages investments for clients through various strategies, with fees ranging from 0.01% to 1.50% annually, depending on the specific investment strategy and the amount invested. These fees cover investment advisory services but do not include brokerage, custody, or other service provider fees. Fees are negotiable in certain cases. Invesco Advisers may also act as a sub-advisor and share fees with other registered investment advisors.

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Location

225 Liberty Street, New York, NY, 10281

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Invesco Advisers, INC.
January 2024 - Present · 2 yrs 3 mos
Invesco Distributors, INC.Broker
January 2024 - Present · 2 yrs 3 mos
Previous Registrations
New York Life Investment Management LLC
August 2016 - December 2023 · 7 yrs 4 mos
Nylife Distributors LLCBroker
August 2016 - December 2023 · 7 yrs 4 mos
UBS Financial Services INC.
February 2014 - August 2016 · 2 yrs 6 mos
UBS Financial Services INC.Broker
August 2013 - August 2016 · 3 yrs
State Registrations2 states
NYTX
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ashley Mullen - Financial Advisor | TrueAdvisor