RG
RG
Rodolfo Garza-Fernandez
18 Years of Experience
Miami, FL
2 DisclosuresBroker
Rodolfo Garza-Fernandez is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016Denied
Customer Dispute
August 2011Denied
Employment History
Current Registrations
Morgan Stanley
May 2017 - Present · 9 yrs
Morgan StanleyBroker
May 2017 - Present · 9 yrs
Previous Registrations
Citigroup Global Markets INC.
October 2007 - May 2017 · 9 yrs 7 mos
Citigroup Global Markets INC.Broker
September 2007 - May 2017 · 9 yrs 8 mos
State Registrations19 states
CADEFLGAILMNNCNJNYPAPRSDTNTXUTVAVirgin IslandsWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.