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Daniel Kluis

Thrivent Investment Management INC.
18 Years of Experience
Chico, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Daniel Kluis is a registered investment advisor at Thrivent Investment Management INC., based in Chico, CA, with 18 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 125,754 clients with $21B in assets under management.

Thrivent Investment Management INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3240 advisors
Number of Clients
125,754 clients
Average Client Portfolio
$165K average
Assets Under Management
$20.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.85%
$250K - $500K1.70%
$500K - $1.0M1.55%
$1.0M - $3.0M1.45%
$3.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.90%

Fees are maximum annual percentages and vary by program type, household assets, and negotiation. Separately managed account programs have higher maximum fees (up to 2.50% for smaller accounts).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

48 Bellarmine Ct, Chico, CA, 95928

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2016
Judgment / Lien
March 2016
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel continues to receive residuals from Standard Insurance Company, Blue Shield of CA Life and Health Insurance Co, and Allianz Life Insurance Co of North America. This activity is insurance-related.

Employment History
Current Registrations
Thrivent Investment Management INC.
June 2011 - Present · 15 yrs 4 mos
Thrivent Investment Management INC.Broker
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Hbw Securities LLCBroker
September 2007 - December 2008 · 1 yr 3 mos
State Registrations3 states
CAMNNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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