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Robert Fleming
18 Years of Experience
Tampa, FL
1 DisclosureBrokerSells Insurance
Robert Fleming is a registered investment advisor at Cetera Investment Advisers LLC, based in Tampa, FL, with 18 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Tampa, FL
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2019Denied
Other Business ActivitiesSells Insurance
Robert is an independent insurance agent selling fixed insurance products since 2017, dedicating nearly full-time hours to this activity. He is also the owner of Robert R. Fleming, Inc., an S-Corp for tax purposes, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
May 2021 - Present · 5 yrs
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Voya Financial Advisors, INC.
May 2009 - June 2021 · 12 yrs 1 mo
Voya Financial Advisors, INC.Broker
October 2007 - June 2021 · 13 yrs 8 mos
State Registrations4 states
FLMONCOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.