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Javier Lucero

Edelman Financial Engines
18 Years of Experience
Albuquerque, NM
1 Disclosure
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Javier Lucero is a registered investment advisor at Edelman Financial Engines, based in Albuquerque, NM, with 18 years of industry experience. Javier operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,244,406 clients with $330B in assets under management.

Edelman Financial Engines
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
727 advisors
Number of Clients
1,244,406 clients
Average Client Portfolio
$262K average
Assets Under Management
$326.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$900
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $400K1.75%
$400K - $750K1.25%
$750K - $1.0M1.00%
$1.0M - $3.0M0.75%
$3.0M - $10.0M0.60%
$10.0M - $25.0M0.50%
$25M+0.50%

Fees for amounts over $25 million are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6565 Americas Pkwy Ne, Suite 850, Albuquerque, NM, 87110

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 1999
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Edelman Financial Engines
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - April 2022 · 3 yrs 9 mos
Strategic Advisers LLC
January 2012 - July 2018 · 6 yrs 6 mos
Fidelity Brokerage Services LLCBroker
December 2011 - April 2022 · 10 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - November 2011 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - November 2011 · 2 yrs 1 mo
Banc of America Investment Services, INC.
January 2008 - October 2009 · 1 yr 9 mos
Banc of America Investment Services, INC.Broker
December 2007 - October 2009 · 1 yr 10 mos
State Registrations2 states
NMTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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