Ronald Dawson
Ronald Dawson is a registered investment advisor at Legacy Wealth Management Group, INC., based in Lynchburg, VA, with 17 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 847 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $3.0M | 1.75% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Fees are negotiable. Consulting services are included in these fees for asset management services with the exception of unique circumstances that may require a separate agreement for financial planning services.
Fee Estimator
Location
1971 English Tavern Road, Lynchburg, VA, 24501
Get directionsHistory
Regulatory History (3)
Regulatory
November 2018Employment Separation After Allegations
December 2016Employment Separation After Allegations
July 2016Other Business ActivitiesSells Insurance
Ronald co-owns Legacy Auditorium, LLC, managing records for the rental of Legacy Private Wealth Management's auditorium, and 278 Linden Rental LLC, managing records for a rental property. Ronald also works as an insurance agent, selling various insurance products for about 10-20% of his time.
Employment History
Current Registrations
Legacy Wealth Management Group, INC.
Previous Registrations
Caitlin John
Waddell & Reed
Waddell & ReedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wachovia Securities, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.