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Joshua Stamm

Legacy Wealth Management Group, INC.
23 Years of Experience
Lynchburg, VA
4 DisclosuresSells Insurance
View SEC Summary
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Joshua Stamm is a registered investment advisor at Legacy Wealth Management Group, INC., based in Lynchburg, VA, with 23 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Real Estate Investing, and 1 more. Their firm serves 991 clients with $290M in assets under management.

Legacy Wealth Management Group, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
991 clients
Average Client Portfolio
$292K average
Assets Under Management
$289.8M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $3.0M1.75%
$3.0M - $5.0M1.50%
$5M+1.25%

Fees are charged quarterly in advance. Legacy Wealth Management Group has the sole discretion to negotiate lower fees or waive them in individual cases. Financial planning and consulting services are generally included in these asset management fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1971 English Tavern Road, Lynchburg, VA, 24501

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2018
Final
Regulatory
January 2017
Final
Employment Separation After Allegations
June 2016
Customer Dispute
April 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joshua is an insurance agent selling various insurance products since 2022, dedicating about 10-20% of his time. He is also a co-owner of Old Dominion Insurance Partners, dealing with P&C Insurance and Medicare Supplements, dedicating nearly full-time hours, and a co-owner of Legacy Auditorium, LLC, which takes minimal time.

Employment History
Current Registrations
Legacy Wealth Management Group, INC.
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Caitlin John
March 2017 - August 2022 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2008 - December 2016 · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2008 - July 2016 · 8 yrs 4 mos
UBS Financial Services INC.
January 2005 - April 2008 · 3 yrs 3 mos
UBS Financial Services INC.Broker
November 2004 - April 2008 · 3 yrs 5 mos
Edward JonesBroker
August 2002 - November 2004 · 2 yrs 3 mos
State Registrations3 states
NCTXVA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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