Greg Rosen is a registered investment advisor, based in Marlton, NJ, with 18 years of industry experience.
Location
525 Nj-73, Suite 200, Marlton, NJ, 08053
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Greg is involved with CMRLK LLC, dedicating 60 hours per month to this outside employment. This activity is not investment-related.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2025 - Present · 10 mos
Laurel Oak Wealth Management, LLC
July 2025 - Present · 10 mos
Previous Registrations
Ameriprise Financial Services, LLC
May 2019 - August 2025 · 6 yrs 3 mos
Ameriprise Financial Services, LLCBroker
May 2019 - August 2025 · 6 yrs 3 mos
Morgan StanleyBroker
November 2011 - May 2019 · 7 yrs 6 mos
Morgan Stanley
November 2011 - May 2019 · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2008 - November 2011 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2008 - November 2011 · 3 yrs 8 mos
Ing Financial Partners, INC.Broker
November 2007 - December 2007 · 1 mo
State Registrations17 states
CACOCTDEFLGAMAMDNCNJNVNYPASCTXVAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.