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CFP
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CFP

Adrian Elder

Cwm, LLC
17 Years of Experience
Yuma, AZ
Sells Insurance
View SEC Summary
View SEC Summary

Adrian Elder is a CFP-designated registered investment advisor at Cwm, LLC, based in Yuma, AZ, with 17 years of industry experience. Adrian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
660 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

11375 S Fortuna Road, Ste. F, Yuma, AZ, 85367

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adrian is a board member for United Way of Yuma County and owns several commercial buildings and holding companies. He also works as an insurance agent selling life, health, disability, annuities, and long-term care insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
Cwm, LLC
November 2019 - Present · 6 yrs 11 mos
Previous Registrations
Private Advisor Group, LLC
January 2018 - November 2019 · 1 yr 10 mos
LPL Financial LLC
July 2011 - December 2018 · 7 yrs 5 mos
LPL Financial LLCBroker
December 2010 - November 2019 · 8 yrs 11 mos
Natcity Investments, INC.Broker
December 2008 - July 2009 · 7 mos
Edward JonesBroker
March 2008 - August 2008 · 5 mos
Hantz Financial Services, INC.Broker
December 2007 - January 2008 · 1 mo
State Registrations3 states
AZCANH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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