Heather Mazoch is a CFP-designated registered investment advisor, based in New Braunfels, TX, with 10 years of industry experience.
Location
193 Keith Foster Dr., New Braunfels, TX, 78130
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Heather is a notary public, an advisory representative of a RIA, an agent using a trade name/DBA, and an independent insurance agent. She dedicates minimal time to notary services, about half her time as an advisory representative, full-time to her agent role, and a few hours per week as an insurance agent.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.