DG
DG
Dominick Giovannone
36 Years of Experience
Red Bank, NJ
3 DisclosuresBroker
Dominick Giovannone is a registered investment advisor at Wells Fargo Advisors, based in Red Bank, NJ, with 36 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
331 Newman Springs Road Building 3 Suite 330, [Satellite], Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2015Denied
Customer Dispute
October 2004Denied
Customer Dispute
August 2004Settled
Employment History
Current Registrations
Wells Fargo Advisors
January 2025 - Present · 1 yr 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Wells Fargo Advisors
March 2006 - January 2025 · 18 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
December 2003 - January 2025 · 21 yrs 1 mo
Citigroup Global Markets INC.Broker
November 2000 - November 2003 · 3 yrs
Dean Witter Reynolds INC.Broker
November 1995 - November 2000 · 5 yrs
The Dreyfus Service CorporationBroker
August 1992 - October 1995 · 3 yrs 2 mos
Uslife Equity Sales CORP.Broker
August 1992 - August 1992 · 0 mos
Equico Securities, INC.Broker
December 1991 - April 1992 · 4 mos
The Equitable Life Assurance Society of the United StatesBroker
December 1991 - April 1992 · 4 mos
Cenpac Securities CORP.Broker
August 1991 - October 1991 · 2 mos
Thomas James Associates, INC.Broker
August 1989 - January 1990 · 5 mos
J F Lowe & Company IncorporatedBroker
March 1989 - August 1989 · 5 mos
F.D. Roberts Securities, INC.Broker
July 1987 - October 1989 · 2 yrs 3 mos
State Registrations13 states
AZCACTDEFLGAMDMONCNJNYPASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.