Warren Stansberry
Warren Stansberry is a registered investment advisor at J.P. Morgan Securities LLC, based in Austin, TX, with 18 years of industry experience. Warren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
221 W. Sixth St., Austin, TX, 78701
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2025Customer Dispute
October 2018Other Business Activities
Warren co-owns rental property since 2011. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Quest Capital Strategies, INC.
Quest Capital Strategies, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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