Jon Breimhorst is a CFP-designated registered investment advisor at Oakwood Capital, INC., based in Prescott, WI, with 15 years of industry experience. Jon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 616 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.90% |
| $250K - $500K | 1.80% |
| $500K - $1.0M | 1.60% |
| $1.0M - $2.0M | 1.40% |
| $2.0M - $3.0M | 1.20% |
| $3.0M - $5.0M | 1.00% |
| $5M+ | 0.80% |
Fees can be negotiable or assessed at a flat rate at the Advisor's discretion based on account size and prospective growth. Discretionary Oakwood portfolio management options feature separate lower tier rates ranging from 0.10% to 0.15%.
Fee Estimator
Location
1015 Campbell St North, Suite 100, Prescott, WI, 54021
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jon is an Investment Adviser Representative at Oakwood Capital, dedicating a few hours per week to this role. He also holds positions at Prescott Community Club, Prescott Chamber of Commerce, and Raleigh Dog LLC, spending minimal time on each.
Employment History
Current Registrations
Oakwood Capital, INC.
Oakwood Capital Securities, INC.Broker
Previous Registrations
Gardner Advisors INC.
UBS Financial Services INC.Broker
UBS Financial Services INC.
Wealth Enhancement Advisory Services, LLC
Wealth Enhancement Brokerage Services, LLCBroker
LPL Financial LLCBroker
Questar Capital CorporationBroker
Pruco Securities, LLC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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