Joshua Graeff
Joshua Graeff is a registered investment advisor at Osaic Wealth, INC., based in Houston, TX, with 17 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Houston, TX
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Regulatory History (1)
Judgment / Lien
November 2006Other Business ActivitiesSells Insurance
Joshua sells life, long-term care, disability, and health insurance, dedicating about 10-20% of his time to this activity. He is also the President/CEO/Owner of Northern Pacific Asset Management, a DBA for his wealth management services, which takes up significantly more than full-time hours.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Advisory Services, LLC
Arbor Point Advisors
Securities America Advisors, INC.
Securities America, INC.Broker
Kms Financial Services, INC.Broker
Kms Financial Services, INC
AXA Advisors, LLCBroker
AXA Advisors, LLC
Ameriprise Financial Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.