Mark O'guinn
Mark O'guinn is a registered investment advisor at Q4 Strategic Equity Advisors INC., based in Roseville, CA, with 18 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 9 clients with $2.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.88% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.0M | 1.63% |
| $2M+ | 1.25% |
Maximum fees are higher. Depending on the services the client selects, the client may be subject to other fees. Fees are negotiable in certain circumstances.
Fee Estimator
Location
3017 Douglas Blvd, Ste. 300, Roseville, CA, 95661
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is a licensed insurance agent in California, selling life insurance and annuities since 2007. He spends a few hours per week on executive duties related to this business and minimal time during trading hours.
Employment History
Current Registrations
Q4 Strategic Equity Advisors INC.
Previous Registrations
Q4 Strategic Equity Advisors INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.