Kevin Ou
Kevin Ou is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Rolling Hills Estates, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
608 Silver Spur Rd, Rolling Hills Estates, CA, 90274
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Regulatory History (1)
Customer Dispute
May 2016Other Business Activities
Kevin co-owns multiple rental properties and is a board member and finance committee member for the South Coast Botanic Garden, spending minimal time on these activities. Some rental properties are investment-related, while others are not.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.