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Salvatore Saetta

17 Years of Experience
New York, NY
2 DisclosuresBrokerSells Insurance

Salvatore Saetta is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 17 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

230 Park Avenue, 3rd Fl, [Satellite], New York, NY, 10169

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Settled
Customer Dispute
October 2018
Settled
Other Business ActivitiesSells Insurance

Salvatore owns 100% of SPQR Capital LLC and is a co-trustee for his parents' family trust, dedicating minimal time to each. He also works as a financial advisor for Princeton Harriman Insurance Solutions, dedicating a few hours per week to this insurance practice.

Employment History
Current Registrations
Wells Fargo Advisors
September 2018 - Present · 7 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
February 2013 - September 2018 · 5 yrs 7 mos
J.P. Morgan Securities LLC
February 2013 - September 2018 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2010 - March 2013 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2010 - March 2013 · 3 yrs 1 mo
MML Investors Services, INC.Broker
September 2009 - January 2010 · 4 mos
H.D. Vest Investment ServicesBroker
July 2009 - July 2009 · 0 mos
Ing Financial Partners, INC.Broker
May 2009 - July 2009 · 2 mos
Banc of America Investment Services, INC.
January 2009 - March 2009 · 2 mos
Banc of America Investment Services, INC.Broker
October 2008 - March 2009 · 5 mos
Oppenheimer & CO. INC.Broker
June 2008 - October 2008 · 4 mos
State Registrations10 states
CACTFLMANJNYOHPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Salvatore Saetta - Financial Advisor | TrueAdvisor