Ricky Rivera
Ricky Rivera is a registered investment advisor at Safeguard Investment Advisory Group, LLC, based in Corona, CA, with 18 years of industry experience. Ricky operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,849 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.15% |
| $250K - $500K | 1.90% |
| $500K - $1.0M | 1.65% |
| $1M+ | 1.15% |
Fees are negotiable.
Fee Estimator
Location
4160 Temescal Canyon Road, Suite 307, Corona, CA, 92883
Get directionsHistory
Regulatory History (1)
Criminal
November 2006Other Business ActivitiesSells Insurance
Ricky offers insurance products to clients through California Life License0B51891 through Rickshaw Financial & Insurance Services, Inc.
Employment History
Current Registrations
Safeguard Investment Advisory Group, LLC
Previous Registrations
Safeguard Investment Advisory Group
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.