TB
TB

Theresa G Brock

13 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
609 clients
Average Client Portfolio
$621K average
Assets Under Management
$378.0M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.50%
$250K - $500K2.00%
$500K - $1.0M1.50%
$1M+1.50%

Fees negotiable for accounts over $1,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

444 E. Pikes Peak Avenue, Suite 200, Colorado Springs, CO, 80903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cascade Investment Group, INC.
June 2018 - Present · 7 yrs 8 mos
Cascade Investment Group, INC.Broker
March 2018 - Present · 7 yrs 11 mos
Previous Registrations
Cascade Investment Group, INC.Broker
July 2010 - March 2016 · 5 yrs 8 mos
State Registrations15 states
AKALAZCACOFLIAKSMNMONCNMSDTXWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.