Dennis Breier
Dennis Breier is a registered investment advisor at Foundations Investment Advisors LLC, based in Oak Brook, IL, with 12 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 25,166 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
A $150 annual minimum management fee will be assessed on all accounts. All accounts will also be assessed a $50 annual administrative and technology fee (ATF) at the end of the January billing cycle. The fee schedule may not be the actual fee charged, but the maximum fee charged. Sub-Adviser fees are included in the fee schedule above.
Fee Estimator
Location
1900 Spring Road, ste 102, Oak Brook, IL, 60523
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2012Regulatory
September 2011Other Business Activities
Dennis works as an advanced funeral planner for Modell Funeral Home, handling pre-planning and pre-paid funeral contracts since 2020. This takes about a third of his time, including time during trading hours.
Employment History
Current Registrations
Foundations Investment Advisors LLC
Previous Registrations
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
Iht Wealth Management LLC
Fairwater Wealth Management
LPL Financial LLCBroker
LPL Financial LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.